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We are more than investment professionals and comprehensive wealth managers. As your Personal CFO here are some of the things myself, and our team can do for you.

Financial planning

Financial planning

▪ Ask questions in order to understand your needs and objectives.
▪ Help you determine your present financial position.
▪ Guide you to think about areas of your financial life you may not have considered.
▪ Help organize your financial situation.
▪ Help you to determine realistic goals.
▪ Formalize your goals and put them in writing for you.
▪ Prepare a financial plan and/or an investment policy statement for you.
▪ Make specific recommendations to help you meet your goals; and implement those recommendations.
▪ Help you prioritize your financial opportunities.
▪ Review and recommend insurance policies to protect your family.
▪ Assist in preparing an estate plan created personally for you.
▪ Regularly review your beneficiaries.
▪ Persuade you to do the things you know you ought to do, even if you don’t feel like doing them.
▪ Help you determine your IRA Required Minimum Distribution.
▪ Assist you in setting up a company retirement plan.
▪ If you have children - Review their custodial accounts and 529 plans for education funding.

Investment Planning

Investment Planning

Our team prepares an asset allocation model for you to help you achieve the best results for a given level of risk tolerance.

▪ Conduct due diligence on money managers and mutual fund managers in order to make appropriate recommendations.
▪ Stay up to date on changes in the investment world.
▪ Study possible alternative investments that could meet your goals.
▪ Monitor your investments.
▪ Review and revise portfolios as conditions change.
▪ Guide you through difficult periods in the stock market by sharing historical perspective.
▪ Seek to improve your investment performance.
▪ Review your existing annuities.
▪ Review your investments in your company 401(k) or 403(b) plans.
▪ Review your existing IRAs.
▪ Look at the underlying investments “inside” each mutual fund and reduce overlap of duplicate holdings.
▪ Convert your investments to lifetime income.
▪ Provide you with a chart showing the monthly income from all of your investments.
▪ Help you evaluate the differences in risk levels between various fixed-income investments such as government bonds and corporate bonds.
▪ Suggest investment recommendations to potentially increase your income during retirement.
▪ Determine the risk level of your existing portfolio.
▪ Help you consolidate and simplify your investments
▪ Provide you with a written sector-based evaluation of your portfolio.
▪ Refer you to banking establishments for loan alternatives.
▪ Provide you with executive services involving restricted stock and employer stock options.

Insurance Planning

Insurance Planning

  • We’ll review existing plans, if you have them, to ensure they continue to fit your needs. 
  • We’re here to advise and guide you on which plans make best sense for you and your family.
  • Home, Car and other asset insurance: It is our belief that you shouldn’t over-insure, but you should never un-insure or under-insure either. The type (and value) of your home, car and other assets will determine what insurance, and how much of it, you should buy.
  • If you have people that depend upon you being around for many years to come, like your spouse/partner, minor children, aged parents, we’ll advise on what life insurance policies best meet your needs.
  • Retirement income through annuities
  • Let us help you determine if you need to insure against a critical illness and, if so, under what terms.
  • Disability and long-term care protection: We’ll help you insure against such unexpected turn of events.
  • With family and personal medical care becoming more expensive by the day, it may be prudent to cover yourself and your family through appropriate health insurance plans.
  • Funding children’s education: We’ll help you decide if this is a good option for you by doing the math!
  • Insuring estate and succession plans
Retirement Planning

Retirement Planning

  • Understand your goals
  • Analyze your current position: We’ll help you build an in-depth financial inventory to use as part of our retirement planning process.
  • Develop your plan
  • Implement your plan: As you move closer to retirement, we’ll work with you to ensure the plans are implemented in a phased and orderly manner. 
  • Support you in pension and benefit decisions
  • Partner with you in retirement and beyond 
  • We’ll continue to review your retirement plans, and consult with you about any changes or updates needed to address your evolving retirement lifestyle needs.
Estate Planning

Estate Planning

  • We can help you understand how to structure your will so your legal team can create a document that reflects how you want your estate disposed of and distributed
  • Creating Powers of Attorney (POA)
  • We’ll help you understand the importance of choosing an executor(s) for your estate, and what criteria you should consider when appointing someone to discharge this all-important role.
  • Designating beneficiaries
  • Minimizing estate taxes and probate fees
  • Estate protection
  • Distribute your legacy
Tax Planning

Tax Planning

  • Referral to partner licensed qualified professionals 
  • Strategic business tax planning
  • Tax planning for individuals
  • Alternative minimum tax planning
  • Multi-state tax planning
  • Trust and estate planning
  • Tax planning for non-profit organizations

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For more information about our firm and the services we offer, send us a quick email or call the office. We would welcome the opportunity to speak with you. | (630) 942-9005